Open Exam Prep copertina

Open Exam Prep

Open Exam Prep

Di: Ran Chen EA CFP®
Ascolta gratuitamente

3 mesi a soli 0,99 €/mese

Dopo 3 mesi, 9,99 €/mese. Si applicano termini e condizioni.

A proposito di questo titolo

 Open Exam Prep: Mastering Financial Exams The path to becoming a certified financial professional is known for its difficulty, and finding high-quality, accessible study material shouldn't be the hardest part. Created by Ran Chen—an AI application enthusiast, Financial Advisor, and holder of the EA (Tax), Life Insurance, Series 6/63/65, and CFP® designations—this podcast was born from personal experience. Having navigated these challenging exams himself, Ran realized the need for better resources and created Open Exam Prep as a free solution for aspiring professionals. Each episode breaks down complex major exam topics into clear, digestible lessons, covering everything from tax planning and estate strategies to retirement solutions and investment principles. Whether you’re studying during your commute, workout, or downtime, we are here to guide you—one question, one topic, one victory at a time. Visit for more content: https://open-exam-prep.com/Copyright 2026 Ran Chen, EA, CFP® Istruzione
Episodi
  • [SIE] 44, Customer Account Types - Individual and Joint

    [SIE] 44, Customer Account Types - Individual and Joint
    Jan 21 2026
    This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and CFP designation. He is passionate about opening up information to help everyone prepare better for financial certification exams. This episode covers content for the SIE Exam. In this episode you will learn: - The defining characteristics of an individual brokerage account. - How assets in an individual account are handled upon the owner's death. - The features of a Joint Tenants with Rights of Survivorship (JTWROS) account. - The key differences in ownership and asset distribution for a Tenants in Common (TIC) account. - A mnemonic to easily distinguish between JTWROS and TIC for exam purposes. For more resources visit https://open-exam-prep.com/ and connect on LinkedIn at https://linkedin.com/in/chenran818
    Mostra di più Mostra meno
    3 min
  • [SIE] 43, Alternative Investments

    [SIE] 43, Alternative Investments
    Jan 20 2026
    This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and CFP designation. He is passionate about opening up information to help everyone prepare better for financial certification exams. This episode covers content for the SIE Exam. In this episode you will learn: - What defines a hedge fund, including its aggressive strategies and "2 and 20" fee structure. - The key differences between private equity and hedge funds, particularly the long-term investment horizon. - The nature of structured products like Exchange-Traded Notes (ETNs) and their embedded credit risk. - The specific income and net worth thresholds an individual must meet to be considered an accredited investor. - The primary risks of alternative investments, focusing on illiquidity, complex strategies, and high fees. For more resources visit https://open-exam-prep.com/ and connect on LinkedIn at https://linkedin.com/in/chenran818
    Mostra di più Mostra meno
    4 min
  • [SIE] 42, Direct Participation Programs

    [SIE] 42, Direct Participation Programs
    Jan 19 2026

    This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and CFP designation. He is passionate about opening up information to help everyone prepare better for financial certification exams. This episode covers content for the SIE Exam.

    In this episode you will learn:

    - The structure and purpose of Direct Participation Programs (DPPs).

    - The definition of pass-through taxation and how it avoids double taxation.

    - The role and unlimited liability of a General Partner (GP).

    - The passive nature and limited liability protection of a Limited Partner (LP).

    - Common exam traps, including how a Limited Partner can lose their liability protection.


    For more resources visit https://open-exam-prep.com/ and connect on LinkedIn at https://linkedin.com/in/chenran818
    Mostra di più Mostra meno
    3 min
Ancora nessuna recensione