Episodi

  • Transforming from Hierarchy to High Performance: Governance and AI in 2026

    Transforming from Hierarchy to High Performance: Governance and AI in 2026
    Jan 20 2026
    Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning #InnovationinCompliance podcast. In this episode, host Tom Fox welcomes guests Bill Sanders, Olivia Storelli, and Andrew Stevens to explore the theme 'From Hierarchy to High Performance' in the context of AI and corporate governance. They take a deep dive into the critical role of AI governance, highlighting its importance for accountability and competitive advantage, and stress the need for decentralized, automated governance to ensure fair and unbiased outcomes. The discussion also covers the interplay between leadership, accountability, and culture in achieving AI success, and outlines the three primary functions of AI: customer relationships, operations, and business models. The episode emphasizes the need for execution over ambition for AI value creation and addresses how legal and compliance professionals can keep pace with the rapidly changing business environment through AI. Key highlights: The Importance of AI Governance Distributed Governance and Compliance AI’s Impact on Business Models and Operations Decentralization and High Performance Resources: Download the AI Executive Whitepaper: Text the word PLAYBOOK to 415.960.1161. or Visit https://whitepaper.download/ Websites https://roeblingstrauss.com/ https://www.sakurasky.com/ • LinkedIn LinkedIn: Bill Sanders LinkedIn: Olivia Storelli LinkedIn: Andrew Stevens Books: From Hierarchy to High Performance by Bill L. Sanders Hot or Hype is a podcast hosted by Olivia Storelli and Andrew Stevens Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.
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    33 min
  • The Strategic Evolution of Compliance: Insights from Angie McPhail

    The Strategic Evolution of Compliance: Insights from Angie McPhail
    Jan 13 2026
    Innovation comes in many forms, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning #InnovationinCompliance podcast. In this episode, host Tom Fox welcomes Angie McPhail to discuss the transformation of compliance from a regulatory function to a strategic business imperative. Angie shares her professional background, having led the Integrity and Compliance group for the Americas at Juniper Networks before its acquisition by HPE. Key discussions include the evolving role of compliance as a strategic influencer within organizations, the intersection of ethics and integrity with ESG, and the importance of trust in building effective compliance programs. Angie emphasizes the need for compliance professionals to understand business strategy, leverage technology, and build trust to drive sustainable growth. The talk also covers the future outlook for compliance leaders and provides advice on preparing the next generation of compliance professionals. Key highlights: Compliance as a Strategic Business Function Influence and Trust in Compliance Compliance as a Driver of Business Success Managing Reputational Risk Future of Compliance Leadership Resources: Angie McPhail on LinkedIn Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.
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    30 min
  • 10+1 Commandments: A Moral Code for AI Ethics in Business with Cristina DiGiacomo

    10+1 Commandments: A Moral Code for AI Ethics in Business with Cristina DiGiacomo
    Jan 6 2026
    Innovation comes in many forms, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Cristina DiGiacomo, founder of 10P1 Inc. Cristina has an extensive background in communications, business, and practical philosophy. Cristina introduces her '10+1 Commandments', a set of ethical guidelines for human interaction with artificial intelligence. They discuss the compelling need to integrate these principles into business compliance and governance frameworks. The commandments aim to provide a high-level, universal, and perpetual moral code that addresses the risks and ethical considerations of AI in the corporate world. Cristina emphasizes the importance of maintaining ethical AI practices amidst the evolving regulatory landscape. Key highlights: Philosophy in Everyday Life Ancient Wisdom and Modern Application The 10+1 Commandments Explained Applying the Commandments in Business Governance and Ethical AI Resources: Cristina DiGiacomo on LinkedIn Website-10+1 Innovation in Compliance was recently ranked the 4th podcast in Risk Management by 1,000,000 Podcasts.
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    19 min
  • Exploring Fractional and Adjunct Risk Professionals with Gerry Zack

    Exploring Fractional and Adjunct Risk Professionals with Gerry Zack
    Dec 16 2025
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes back Gerry Zack to discuss a novel service offering in the compliance and risk management community: the concept of fractional and adjunct risk professionals. Zack explains how these roles can supplement companies that lack certain expertise or can't afford full-time positions, particularly highlighting the benefits of long-term relationships. The discussion also covers the distinctions between compliance and broader risk management, the flexibility of fractional contracts, and the importance of alignment in risk management practices across different organizational departments. Key Highlights · Exploring the Concept of Fractional CCO · Long-term Benefits of Fractional Roles · Risk Professional Services vs. Compliance · Applications and Benefits of Fractional Roles · Challenges and Considerations Resources Gerry Zack on LinkedIn Risk-Trek website Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    26 min
  • Advancements in AI Technology for Fraud Prevention Strategies with Jack Yu

    Advancements in AI Technology for Fraud Prevention Strategies with Jack Yu
    Dec 9 2025
    Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Jack Yu from Experian Innovation Lab. Jack plays a crucial role in advancing the use of artificial intelligence in compliance. With over 10 years of experience, Jack has been pivotal in integrating AI to streamline and enhance compliance processes, particularly through his practical experience with technologies such as ChatGPT. He believes that generative AI is poised to have a significant impact on compliance, particularly by strengthening fraud-prevention measures against increasingly sophisticated attacks. Jack emphasizes the importance of transparency, responsibility, and trust in AI innovation, ensuring that these technologies not only improve decision-making processes but also safeguard customer data effectively. Key highlights: Transforming Compliance Practices with Artificial Intelligence Responsible AI Agent Deployment for Financial Assistance Transparent Collaboration for Usable AI Implementation Building Trust Through Transparent AI Practices Advancing Fraud Prevention with AI Technology Resources: Explore Experian Experian on LinkedIn Jack Yu on LinkedIn Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.
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    31 min
  • Steph Holmes on Blending AI and Human Oversight for Effective Compliance

    Steph Holmes on Blending AI and Human Oversight for Effective Compliance
    Dec 2 2025
    Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Steph Holmes, long-time friend and Director of Ethics and Compliance Strategy at the EQS Group, who looks at the current Intersection of AI and compliance. Steph Holmes and EQS are both at the forefront of integrating artificial intelligence (AI) into compliance programs to enhance their efficiency and effectiveness. With a focus on practical applications, Holmes views AI as a crucial tool for expanding resources, especially as organizations face increasing regulatory changes and economic pressures. She advocates for the responsible, sustainable, and explainable adoption of AI, emphasizing that compliance professionals should embrace it rather than fear it. Holmes discusses the importance of blending AI capabilities with human oversight to ensure compliance tasks are managed accurately and risks are mitigated effectively.
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    27 min
  • Navigating the Future of Supply Chain Compliance with Travis Miller

    Navigating the Future of Supply Chain Compliance with Travis Miller
    Nov 18 2025
    Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Travis Miller, Chief Strategy Officer and General Counsel at Source Intelligence, to discuss major developments in supply chain compliance. Miller outlines his recent job transition from Google, where he was the Head of Supply Chain Compliance and Social Responsibility. He delves into the complexities and innovations of Source Intelligence, a company focused on supply chain transparency and compliance. He also talks about his book 'Guide to Supply Chain Compliance Laws and Regulations,' and highlights the growing significance of supply chain mapping due to new regulations. The conversation examines the pivotal roles of data accuracy, supplier collaboration, and AI in enhancing supply chain compliance. Miller predicts a more technical and relationship-driven future for supply chain professionals, stressing the importance of strategic partnerships. The discussion also explores four market realities that companies can't ignore, emphasizing the pitfalls of outdated metrics and manual processes. Finally, Travis shares his insights on balancing automation with human judgment to optimize compliance operations. Key highlights: The Importance of Supply Chain Compliance Supply Chain Mapping and Regulations Full Material Declarations and Their Significance AI in Supply Chain Compliance The Future Role of Supply Chain Professionals The Compliance Playbook and Market Realities Resources: Travis Miller on LinkedIn ‘Guide to Supply Chain Compliance Laws and Regulations ‘ The Compliance Playbook is Broken on LinkedIn Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    31 min
  • Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor

    Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor
    Nov 11 2025
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Alison Taylor, an expert in ethics, compliance, risk management, and business leadership. They discuss her book 'Higher Ground,' its impact, and the evolution of conversations around business ethics and sustainability. Alison also shares insights about her new community on Substack, the importance of writing for clarity and communication, and the significance of sustainability in business operations. They explore the changing regulatory environment and the need for more pragmatic and inclusive conversations around sustainability. The episode concludes with Alison's thoughts on teaching ethics and sustainability, engaging with students, and the future of sustainability in business. Key Highlights · Discussing 'Higher Ground' and Its Impact · Building a Community on Substack · The Importance of Writing · Corporate Sustainability Trends · Teaching and Professional Insights · Future of Sustainability and Final Thoughts Resources Alison Taylor on LinkedIn Higher Ground on Amazon.com Check out my latest book Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com. Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
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    24 min