Compliance into the Weeds copertina

Compliance into the Weeds

Compliance into the Weeds

Di: Tom Fox
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A proposito di questo titolo

 What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance. Economia Gestione e leadership Management Politica e governo
Episodi
  • Addressing Retaliation Against Compliance Officers: Strategies and Insights

    Addressing Retaliation Against Compliance Officers: Strategies and Insights
    Jan 21 2026
    The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly look at the challenges of retaliation against Chief Compliance Officers (CCOs). They highlight the need for ongoing communication between compliance officers and senior management, and shares strategies for CCOs to mitigate personal risk. The discussion includes real-world examples, the role of senior management in fostering a compliant culture, and the importance of scenario planning and training to prepare for potential issues. The episode emphasizes proactive measures like charm offensives and pre-emptive remediation plans to navigate and defuse potential retaliatory scenarios. Key Highlights Real-Life Example of Retaliation Management's Perception and Compliance Challenges Building Relationships with Senior Management Proactive Compliance Strategies to Prevent Retaliation Framing Compliance Training Like Cybersecurity Drills Resources Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award winning podcast, Compliance into the Weeds was most recently honored as one of a Top 25 Regulatory Compliance Podcast and a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator and w3 Award, all for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    24 min
  • The Department of Retribution

    The Department of Retribution
    Jan 14 2026
    The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly look at the new DOJ AAG position which will report directly to the White House. In this episode, Tom and Matt discuss the recent developments in the Department of Justice, particularly the establishment of a new Assistant Attorney General for fraud reporting directly to the White House. They explore the implications of this move, the regulatory chaos it may create, and the potential for politically motivated enforcement actions. The conversation emphasizes the uncertainty facing compliance professionals and the need for robust risk management strategies in light of these changes as well as the chaos capitalism the Administration has introduced into American business. Key Highlights · Introduction to the Department of Retribution · The New Assistant Attorney General for Fraud · Political Implications of Fraud Enforcement · Potential Targets of Enforcement · Navigating Chaos Capitalism · Risk Management Strategies for Compliance Professionals Resources Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award winning podcast, Compliance into the Weeds was most recently honored as one of a Top 25 Regulatory Compliance Podcast and a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator and w3 Award, all for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    22 min
  • Matt’s Key Compliance Issues and Trends to Watch in 2026

    Matt’s Key Compliance Issues and Trends to Watch in 2026
    Jan 7 2026
    The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss key issues Matt is following in 2026. They look into anticipated FCPA enforcement actions against Chinese telecom giant ZTE and the controversial indictment of SmartMatic, raising concerns about possible politicization of compliance enforcement. The conversation also covers the potential impact on whistleblower cases if key Qui Tam lawsuits under the False Claims Act are invalidated, as well as the ongoing federal-state conflict over AI regulations. Additionally, they touch on the financial complexities and risks associated with AI funding deals, drawing parallels to past financial crises. Compliance officers are advised to prepare for an uncertain and challenging regulatory landscape in the year ahead. Key highlights: FCPA Enforcement in 2026 The Future of Qui Tam Lawsuits Federal Preemption of State AI Laws AI Accounting and Financial Risks Resources: Matt in Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, a Communicator Award, and a W3 Award, all for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    32 min
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